SEC Form 4 · accession 0001078782-16-003866
GENCOR INDUSTRIES INC · GENC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
A later amendment supersedes this filing — read the amendment. The figures below are kept as originally reported (version chain, not an overwrite).
Reporting owner
Sherry Houtkin
10% Owner
Period of report
Nov 23, 2016
Accepted (ET)
Nov 28, 2016 · 12:51 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000064472
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, $.001 par valueF1 | Nov 23, 2016 | S | 3,101 | $14.811 | D | 1,185,341 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Excludes 9,036 shares indirectly owned by Ms. Houtkin through the Airmont Trust.