SEC Form 4 · accession 0001031704-16-000003
GENCOR INDUSTRIES INC · GENC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John E Elliott
Officer — Chief Executive Officer
Period of report
Jan 19, 2016
Accepted (ET)
Oct 3, 2016 · 10:36 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000064472
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy)F1 | $7.013 | Jan 19, 2016 | A | 45,000 | A | — | Jan 19, 2026 | Class B Stock | 45,000 | 45,000 | D |
| Stock Option (right to buy)F2 | $11.38 | Sep 26, 2016 | A | 30,000 | A | — | Sep 26, 2026 | Class B Stock | 30,000 | 75,000 | D |
Explanation of responses
- F1Options vest and become exercisable in 25% increments on January 19, 2017, January 19, 2018, January 19, 2019, & January 19, 2020. All options expire on January 19, 2026.
- F2Options vest and become exercisable in 25% increments on September 26, 2017, September 26, 2018, September 26, 2019, & September 26, 2020. All options expire on September 26, 2026.