SEC Form 4 · accession 0001003297-16-000870
Soluna Holdings, Inc · SLNH
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
William P Phelan
Director
Period of report
Aug 10, 2016
Accepted (ET)
Nov 2, 2016 · 1:53 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000064463
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Aug 10, 2016 | P | 10,000 | $0.89 | A | 25,000 | D | |
| Common StockF2 | Oct 31, 2016 | P | 70,488 | $1.50 | A | 95,488 | D | |
| Common Stock | Nov 1, 2016 | P | 29,512 | $1.50 | A | 125,000 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents the average purchase price of shares acquired in two lots with a share price range of $0.84-$0.90 per share. Mr. Phelan undertakes that he will provide, upon request by the staff of the U.S. Securities and Exchange Commission, full information regarding the number of shares purchased at each separate price.
- F2Represents the average purchase price of shares acquired in thirty-one lots with a share price range of $1.40-$1.50 per share. Mr. Phelan undertakes that he will provide, upon request by the staff of the U.S. Securities and Exchange Commission, full information regarding the number of shares purchased at each separate price.