SEC Form 4 · accession 0001003297-16-000551
Soluna Holdings, Inc · SLNH
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Frederick W. Jones
Officer — CHIEF FINANCIAL OFFICER
Period of report
Jan 14, 2016
Accepted (ET)
Jan 15, 2016 · 4:02 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000064463
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options (Rights to Buy)F1 | $0.78 | Jan 14, 2016 | A | 26,000 | A | — | Jan 13, 2026 | Common Stock | 26,000 | 26,000 | D |
Explanation of responses
- F1Options to purchase Common Stock of Issuer pursuant to Issuer's 2014 Equity Incentive Plan and subject thereto. Vesting at the rate of 25% on each of the first four anniversaries of the date of the award, with first vest occurring on January 14, 2017, for so long as the recipient of the Option remains an employee or board member of, or consultant to, Issuer, and subject to the terms and conditions of the Stock Option Agreement entered into by and between Issuer and the Optionee.