SEC Form 4/A · accession 0001003297-15-000189
Soluna Holdings, Inc · SLNH
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
David C Michaels
Director
Period of report
Mar 5, 2015
Accepted (ET)
May 1, 2015 · 2:13 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000064463
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF3 | holding | — | — | — | 22,000 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options(Rights to Buy)F1,F2 | $1.20 | Mar 5, 2015 | A | 15,000 | A | — | Mar 4, 2025 | Common Stock | 15,000 | 15,000 | D |
Explanation of responses
- F1Stock option grant for annual board service.
- F2Options to purchase Common Stock of Issuer pursuant to Issuer's 2014 Equity Incentive Plan and subject thereto. Vesting at the rate of 25% on each of the first four anniversaries of the date of the award, with first vest occurring on March 5, 2016, for so long as the recipient of the Option remains an employee or board member of, or consultant to, Issuer, and subject to the terms and conditions of the Stock Option Agreement entered into by and between Issuer and the Optionee.
- F3This amendment is being filed solely to correct the amount of securities owned in column 5 of Table I.