SEC Form 3 · accession 0000921895-16-005939
Soluna Holdings, Inc · SLNH
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owners
Edward R Hirshfield
Director · 10% Owner
BP XXIV Meter, LLC
Director · 10% Owner
Brookstone Partners Acquisition XXIV, LLC
Director · 10% Owner
BP XXIV Flow, LLC
Director · 10% Owner
Period of report
Oct 21, 2016
Accepted (ET)
Oct 27, 2016 · 6:27 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000064463
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, $0.01 par valueF1,F2 | holding | — | — | — | 3,750,000 | I | By: Brookstone Partners Acquisition XXIV, LLC |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1This Form 3 is filed jointly by Brookstone Partners Acquisition XXIV, LLC ("Brookstone XXIV"), BP XXIV Flow, LLC ("Brookstone Flow"), BP XXIV Meter, LLC ("Brookstone Meter") and Edward R. Hirshfield (collectively, the "Reporting Persons"). Mr. Hirshfield is a director of the Issuer. Each of the other Reporting Persons may be deemed to be a director by deputization by virtue of the fact that Mr. Hirshfield, the Managing Member of Brookstone Meter, which in turn is the Managing Member of Brookstone Flow, which in turn is the Managing Member of Brookstone XXIV, is a director of the Issuer.
- F2Represents securities owned directly by Brookstone XXIV. As the Managing Member of Brookstone XXIV, Brookstone Flow may be deemed to beneficially own the securities owned directly by Brookstone XXIV. As the Managing Member of Brookstone Flow, Brookstone Meter may be deemed to beneficially own the securities owned directly by Brookstone XXIV. As the Managing Member of Brookstone Meter, Mr. Hirshfield may be deemed to beneficially own the securities owned directly by Brookstone XXIV. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein.