SEC Form 4 · accession 0001225208-17-008619
S&P Global Inc. · SPGI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Winfried F W Sir Bischoff
Director
Period of report
Apr 27, 2017
Accepted (ET)
May 1, 2017 · 8:46 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000064040
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | holding | — | — | — | 4,000 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Phantom Stock UnitsF1,F2 | $0.00 | Apr 27, 2017 | A | 479 | A | — | — | Common Stock | 479 | 36,093 | D |
Explanation of responses
- F1The phantom stock units were accrued under the S&P Global Director Stock Ownership Plan based on the closing price of S&P Global common stock on April 27, 2017, the first business day following the day Sir Win ceased to be a director of the S&P Global board.
- F2The phantom stock units were accrued under the S&P Global Director Deferred Stock Ownership Plan and are to be settled 100% in S&P Global common stock following such time as the reporting person ceases to be a director. Sir Win's service as a director of the S&P Global board ceased on April 26, 2017.