SEC Form 4 · accession 0001225208-17-004087

S&P Global Inc. · SPGI

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Officer — SVP, Chief Risk & Audit Exec

Period of report

Feb 21, 2017

Accepted (ET)

Feb 22, 2017 · 3:56 pm EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0000064040

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Common Stock	Feb 21, 2017	A	1,584	$0.00	A	1,584	D
Common Stock	Feb 21, 2017	F	618	$130.76	D	966	D

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Options (Right to Buy)^F3	$59.92	holding	—	—	—	—	Sep 2, 2023	Common Stock	876	876	D
Options (Right to Buy)^F4	$77.81	holding	—	—	—	—	Mar 31, 2024	Common Stock	1,411	1,411	D
Restricted Stock Units^F5	$0.00	holding	—	—	—	May 1, 2018	May 1, 2018	Common Stock	960	960	D
Restricted Stock Units^F5	$0.00	holding	—	—	—	Dec 31, 2017	Dec 31, 2017	Common Stock	429	429	D
Restricted Stock Units^F5	$0.00	holding	—	—	—	Dec 31, 2018	Dec 31, 2018	Common Stock	604	604	D

F1Represents acquisition of beneficial ownership due to the achievement of performance goal under performance share unit award.
F2Withholding of shares of Common Stock under the S&P Global Inc. 2002 Stock Incentive Plan withholding obligation in transaction exempt under and complying with Rule 16b-3.
F3The option became exercisable in annual installments. The first installment of 33% became exercisable on 9/3/2014, the next 33% installment became exercisable on 9/3/2015 and the remaining 34% installment became exercisable on 9/3/2016.
F4The option became exercisable in annual installments. The first installment of 33% became exercisable on 4/1/2015, the next 33% installment became exercisable on 4/1/2016 and the remaining 34% installment will become exercisable on 4/1/2017.
F5Each restricted stock unit represents a contingent right to receive one share of SPGI common stock.