SEC Form 5 · accession 0001225208-17-000989

S&P Global Inc. · SPGI

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Officer — CEO, S&P Dow Jones Indices

Period of report

Dec 31, 2016

Accepted (ET)

Jan 11, 2017 · 9:42 am EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0000064040

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Common Stock^F2	Dec 31, 2016	J	10	$0.00	A	13,641	D

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Options (Right to Buy)	$21.95	holding	—	—	—	Apr 1, 2010	Mar 31, 2019	Common Stock	5,372	5,372	D
Options (Right to Buy)	$24.23	holding	—	—	—	Oct 1, 2010	Sep 30, 2019	Common Stock	2,014	2,014	D
Options (Right to Buy)	$33.98	holding	—	—	—	Apr 1, 2011	Mar 31, 2020	Common Stock	5,104	5,104	D
Options (Right to Buy)	$37.41	holding	—	—	—	Apr 1, 2012	Mar 31, 2021	Common Stock	5,560	5,560	D
Restricted Stock Units	$0.00	holding	—	—	—	Dec 31, 2017	Dec 31, 2017	Common Stock	810	810	D
Restricted Stock Units	$0.00	holding	—	—	—	Dec 31, 2018	Dec 31, 2018	Common Stock	967	967	D