SEC Form 4 · accession 0001225208-17-000225
S&P Global Inc. · SPGI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael Chinn
Officer — President,SPCIQ/SNL Financial
Period of report
Jan 4, 2017
Accepted (ET)
Jan 4, 2017 · 12:20 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000064040
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jan 4, 2017 | M | 14,140 | $107.54 | A | 30,640 | D | |
| Common Stock | Jan 4, 2017 | F | 5,444 | $107.54 | D | 25,196 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1 | $0.00 | Jan 4, 2017 | M | 14,140 | D | Dec 31, 2016 | Dec 31, 2016 | Common Stock | 14,140 | 0 | D |
| Restricted Stock UnitsF1 | $0.00 | holding | — | — | — | Dec 31, 2017 | Dec 31, 2017 | Common Stock | 2,036 | 2,036 | D |
| Restricted Stock UnitsF1 | $0.00 | holding | — | — | — | Dec 31, 2018 | Dec 31, 2018 | Common Stock | 2,266 | 2,266 | D |
Explanation of responses
- F1Each restricted stock unit represents a contingent right to receive one share of SPGI common stock.