SEC Form 4 · accession 0001225208-16-042656
S&P Global Inc. · SPGI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Ewout L Steenbergen
Officer — EVP & Chief Financial Officer
Period of report
Dec 1, 2016
Accepted (ET)
Dec 5, 2016 · 1:35 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000064040
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1,F2 | $0.00 | Dec 1, 2016 | A | 19,353 | A | — | — | Common Stock | 19,353 | 19,353 | D |
Explanation of responses
- F1Each restricted stock unit represents a contingent right to receive one share of SPGI common stock.
- F2The restricted stock units will vest 33% on 12/1/2017, 33% on 12/1/2018 and 34% on 12/1/2019.