SEC Form 4 · accession 0001225208-16-033588
S&P Global Inc. · SPGI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Donald R. Howard
Officer — EMD, Chief Risk Officer
Period of report
May 16, 2016
Accepted (ET)
May 18, 2016 · 10:10 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000064040
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | May 16, 2016 | M | 3,007 | $51.55 | A | 3,007 | D | |
| Common Stock | May 16, 2016 | M | 1,820 | $77.81 | A | 4,827 | D | |
| Common Stock | May 16, 2016 | S | 600 | $106.1248 | D | 4,227 | D | |
| Common Stock | May 16, 2016 | S | 827 | $106.09 | D | 3,400 | D | |
| Common Stock | May 16, 2016 | S | 900 | $106.1201 | D | 2,500 | D | |
| Common Stock | May 16, 2016 | S | 1,000 | $106.1024 | D | 1,500 | D | |
| Common Stock | May 16, 2016 | S | 1,500 | $106.135 | D | 0 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Options (Right to Buy) | $51.55 | May 16, 2016 | M | 3,007 | D | Apr 1, 2014 | Mar 31, 2023 | Common Stock | 3,007 | 0 | D |
| Options (Right to Buy) | $77.81 | May 16, 2016 | M | 1,820 | D | Apr 1, 2015 | Mar 31, 2024 | Common Stock | 1,820 | 1,876 | D |
| Restricted Stock Units | $0.00 | holding | — | — | — | Dec 31, 2017 | Dec 31, 2017 | Common Stock | 1,287 | 1,287 | D |
| Restricted Stock Units | $0.00 | holding | — | — | — | Dec 31, 2018 | Dec 31, 2018 | Common Stock | 1,360 | 1,360 | D |