SEC Form 4 · accession 0001225208-16-032215
S&P Global Inc. · SPGI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Hatcher Imogen Dillon
Officer — President,Platts
Period of report
May 1, 2016
Accepted (ET)
May 3, 2016 · 10:19 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000064040
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | May 1, 2016 | M | 2,250 | $106.85 | A | 3,442 | D | |
| Common Stock | May 1, 2016 | F | 1,058 | $106.85 | D | 2,384 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1 | $0.00 | May 1, 2016 | M | 2,250 | D | — | — | Common Stock | 2,250 | 3,966 | D |
| Options (Right to Buy) | $74.07 | holding | — | — | — | May 1, 2015 | Apr 30, 2024 | Common Stock | 4,029 | 4,029 | D |
| Restricted Stock UnitsF2 | $0.00 | holding | — | — | — | Sep 2, 2017 | — | Common Stock | 3,661 | 3,661 | D |
| Restricted Stock Units | $0.00 | holding | — | — | — | Dec 31, 2018 | Dec 31, 2018 | Common Stock | 2,115 | 2,115 | D |
Explanation of responses
- F1The RSU awards will vest on 5/1/2017 and 12/31/2017.
- F2The RSU will vest in full on 9/2/2017.