SEC Form 4 · accession 0001225208-16-030686
S&P Global Inc. · SPGI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Courtney Geduldig
Officer — EVP, Public Affairs
Period of report
Apr 1, 2016
Accepted (ET)
Apr 4, 2016 · 1:17 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000064040
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Apr 1, 2016 | M | 162 | $99.30 | A | 2,717 | D | |
| Common Stock | Apr 1, 2016 | F | 54 | $99.30 | D | 2,663 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1,F2 | $0.00 | Apr 1, 2016 | M | 162 | D | Apr 1, 2016 | — | Common Stock | 162 | 0 | D |
| Restricted Stock UnitsF1 | $0.00 | Apr 1, 2016 | A | 1,208 | A | Dec 31, 2018 | Dec 31, 2018 | Common Stock | 1,208 | 1,208 | D |
| Options (Right to Buy) | $51.55 | holding | — | — | — | Apr 1, 2014 | Mar 31, 2023 | Common Stock | 2,080 | 2,080 | D |
| Options (Right to Buy) | $77.81 | holding | — | — | — | Apr 1, 2015 | Mar 31, 2024 | Common Stock | 1,283 | 1,283 | D |
| Restricted Stock UnitsF1,F3 | $0.00 | holding | — | — | — | — | — | Common Stock | 2,387 | 2,387 | D |
| Restricted Stock UnitsF1,F4 | $0.00 | holding | — | — | — | Dec 31, 2017 | — | Common Stock | 1,144 | 1,144 | D |
| Restricted Stock UnitsF1 | $0.00 | holding | — | — | — | Dec 31, 2017 | Dec 31, 2017 | Common Stock | 145 | 145 | D |
Explanation of responses
- F1Each restricted stock unit represents a contingent right to receive one share of MHFI common stock.
- F24/1/2016
- F3The restricted stock units will vest equally on July 1, 2015, July1, 2016 and July 1, 2017.
- F412/31/2017