SEC Form 4 · accession 0001225208-16-028120
S&P Global Inc. · SPGI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Courtney Geduldig
Officer — EVP, Public Affairs
Period of report
Feb 23, 2016
Accepted (ET)
Feb 25, 2016 · 12:45 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000064040
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 23, 2016 | A | 2,512 | $87.20 | A | 3,418 | D | |
| Common Stock | Feb 23, 2016 | F | 863 | $87.20 | D | 2,555 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Options (Right to Buy) | $51.55 | holding | — | — | — | Apr 1, 2014 | Mar 31, 2023 | Common Stock | 2,080 | 2,080 | D |
| Options (Right to Buy) | $77.81 | holding | — | — | — | Apr 1, 2015 | Mar 31, 2024 | Common Stock | 1,283 | 1,283 | D |
| Restricted Stock UnitsF3,F4 | $0.00 | holding | — | — | — | — | — | Common Stock | 2,387 | 2,387 | D |
| Restricted Stock UnitsF3,F5 | $0.00 | holding | — | — | — | Apr 1, 2016 | — | Common Stock | 162 | 162 | D |
| Restricted Stock UnitsF3,F6 | $0.00 | holding | — | — | — | Dec 31, 2017 | — | Common Stock | 1,144 | 1,144 | D |
| Restricted Stock UnitsF3 | $0.00 | holding | — | — | — | Dec 31, 2017 | Dec 31, 2017 | Common Stock | 145 | 145 | D |
Explanation of responses
- F1Represents acquisition of beneficial ownership due to the achievement of performance goal under performance share unit award.
- F2Withholding of shares of Common Stock under the McGraw Hill Financial 2002 Stock Incentive Plan withholding obligation in transaction exempt under and complying with Rule 16b-3.
- F3Each restricted stock unit represents a contingent right to receive one share of MHFI common stock.
- F4The restricted stock units will vest equally on July 1, 2015, July1, 2016 and July 1, 2017.
- F54/1/2016
- F612/31/2017