SEC Form 4 · accession 0001225208-16-023394
S&P Global Inc. · SPGI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Robert P McGraw
Director
Period of report
Jan 4, 2016
Accepted (ET)
Jan 5, 2016 · 1:38 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000064040
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | holding | — | — | — | 67,575 | D | ||
| Common Stock | holding | — | — | — | 373,389 | I | By The Robert P. McGraw Trust | |
| Common Stock | holding | — | — | — | 11,175 | I | By Trust for Daughter 1 | |
| Common Stock | holding | — | — | — | 11,175 | I | By Trust for Daughter 2 | |
| Common Stock | holding | — | — | — | 11,175 | I | By Trust for Daughter 3 | |
| Common Stock | holding | — | — | — | 11,175 | I | By Trust for Son |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Phantom Stock UnitsF1,F2 | $0.00 | Jan 4, 2016 | A | 1,713 | A | — | — | Common Stock | 1,713 | 36,433 | D |
Explanation of responses
- F1The phantom stock units were accrued under the McGraw hill Financial Director Stock Ownership Plan based on the closing price of McGraw Hill Financial common stock on January 4, 2016.
- F2The phantom stock units were accrued under the McGraw Hill Financial Director Deferred Stock Ownership Plan are to be settled 100% in McGraw Hill Financial common stock at such time as the reporting person ceases to be a director.