SEC Form 4 · accession 0001225208-15-019336
S&P Global Inc. · SPGI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Douglas L. Peterson
Officer — CEO & President, MH Financial · Director
Period of report
Oct 3, 2015
Accepted (ET)
Oct 6, 2015 · 10:25 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000064040
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Oct 3, 2015 | F | 27,952 | $89.32 | D | 67,726 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Options (Right to Buy) | $51.55 | holding | — | — | — | Apr 1, 2014 | Mar 31, 2023 | Common Stock | 31,207 | 31,207 | D |
| Options (Right to Buy) | $77.81 | holding | — | — | — | Apr 1, 2015 | Mar 31, 2024 | Common Stock | 51,304 | 51,304 | D |
| Options (Right to Buy) | $38.13 | holding | — | — | — | Oct 3, 2012 | Oct 2, 2021 | Common Stock | 73,368 | 73,368 | D |
| Restricted Stock UnitsF2 | $0.00 | holding | — | — | — | — | — | Common Stock | 13,440 | 13,440 | D |
Explanation of responses
- F1Withholding of shares of Common Stock to satisfy tax withholding obligations in connection with the vesting of restricted stock previously granted under the McGraw Hill Financial 2002 Stock Incentive Plan in a transaction exempt under Rule 16b-3.
- F2The restricted stock units will vest on December 31, 2017.