SEC Form 4 · accession 0001225208-15-016539
S&P Global Inc. · SPGI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Lawrence Neal
Officer — President, Platts
Period of report
Aug 5, 2015
Accepted (ET)
Aug 6, 2015 · 11:14 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000064040
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Aug 5, 2015 | S | 930 | $101.51 | D | 18,277 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Options (Right to Buy) | $51.55 | holding | — | — | — | Apr 1, 2014 | Mar 31, 2023 | Common Stock | 2,830 | 2,830 | D |
| Options (Right to Buy) | $77.81 | holding | — | — | — | Apr 1, 2015 | Mar 31, 2024 | Common Stock | 5,157 | 5,157 | D |
| Restricted Stock UnitsF1,F2 | $0.00 | holding | — | — | — | — | — | Common Stock | 1,859 | 1,859 | D |
Explanation of responses
- F1Each restricted stock unit represents a contingent right to receive one share of MHFI common stock.
- F2The restricted stock units will vest on December 31, 2017.