SEC Form 4 · accession 0001225208-15-014317
S&P Global Inc. · SPGI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Lawrence Neal
Officer — President, Platts
Period of report
Jun 24, 2015
Accepted (ET)
Jun 26, 2015 · 10:37 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000064040
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jun 24, 2015 | M | 2,746 | $51.55 | A | 21,953 | D | |
| Common Stock | Jun 24, 2015 | M | 2,539 | $77.81 | A | 24,492 | D | |
| Common Stock | Jun 24, 2015 | F | 309 | $103.95 | D | 24,183 | D | |
| Common Stock | Jun 24, 2015 | F | 670 | $103.95 | D | 23,513 | D | |
| Common Stock | Jun 24, 2015 | F | 1,362 | $103.95 | D | 22,151 | D | |
| Common Stock | Jun 24, 2015 | F | 1,901 | $103.95 | D | 20,250 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Options (Right to Buy) | $51.55 | Jun 24, 2015 | M | 2,746 | D | Apr 1, 2014 | Mar 31, 2023 | Common Stock | 2,746 | 2,830 | D |
| Options (Right to Buy) | $77.81 | Jun 24, 2015 | M | 2,539 | D | Apr 1, 2015 | Mar 31, 2024 | Common Stock | 2,539 | 5,157 | D |
| Restricted Stock UnitsF1,F2 | $0.00 | holding | — | — | — | — | — | Common Stock | 1,859 | 1,859 | D |
Explanation of responses
- F1Each restricted stock unit represents a contingent right to receive one share of MHFI common stock.
- F2The restricted stock units will vest on December 31, 2017.