SEC Form 4 · accession 0001225208-15-011221
S&P Global Inc. · SPGI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Emmanuel N Korakis
Officer — SVP, Controller
Period of report
May 1, 2015
Accepted (ET)
May 5, 2015 · 3:29 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000064040
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | May 1, 2015 | M | 2,650 | $104.22 | A | 2,650 | D | |
| Common Stock | May 1, 2015 | F | 980 | $104.22 | D | 1,670 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1,F2 | — | May 1, 2015 | M | 980 | D | — | — | Common Stock | 980 | 1,670 | D |
| Restricted Stock UnitsF1,F2 | — | May 1, 2015 | M | 1,670 | D | — | — | Common Stock | 1,670 | 0 | D |
| Options (Right to Buy) | $37.41 | holding | — | — | — | Apr 1, 2012 | Mar 31, 2021 | Common Stock | 2,544 | 2,544 | D |
| Options (Right to Buy) | $51.55 | holding | — | — | — | Apr 1, 2014 | Mar 31, 2023 | Common Stock | 2,705 | 2,705 | D |
| Options (Right to Buy) | $77.81 | holding | — | — | — | Apr 1, 2015 | Mar 31, 2024 | Common Stock | 1,603 | 1,603 | D |
| Options (Right to Buy) | $59.51 | holding | — | — | — | Apr 2, 2008 | Apr 1, 2017 | Common Stock | 907 | 907 | D |
| Restricted Stock UnitsF1,F3 | $0.00 | holding | — | — | — | — | — | Common Stock | 386 | 386 | D |
Explanation of responses
- F1Each restricted stock unit represents a contingent right to receive one share of MHFI common stock.
- F2The restricted stock units will vest in full on May 1, 2015. Vested shares will be delivered to the reporting person shortly after the vesting date.
- F3The restricted stock units will vest on December 31, 2017.