SEC Form 4 · accession 0001225208-15-010931
S&P Global Inc. · SPGI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Robert Mackay
Officer — SVP and Controller
Period of report
May 1, 2015
Accepted (ET)
May 4, 2015 · 2:30 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000064040
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1,F2 | $0.00 | May 1, 2015 | A | 7,676 | A | — | — | Common Stock | 7,676 | 7,676 | D |
| Restricted Stock UnitsF1,F3 | $0.00 | May 1, 2015 | A | 1,511 | A | — | — | Common Stock | 1,511 | 9,187 | D |
Explanation of responses
- F1Each restricted stock unit represents a contingent right to receive one share of MHFI common stock.
- F2The restricted stock units are scheduled to vest in two equal annual installments beginning December 31, 2016.
- F3The restricted stock units will vest on December 31, 2017.