SEC Form 4 · accession 0001225208-15-008470
S&P Global Inc. · SPGI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Finbarr J Oneill
Officer — President, JDPA
Period of report
Mar 23, 2015
Accepted (ET)
Mar 25, 2015 · 8:58 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000064040
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 23, 2015 | M | 18,805 | $33.98 | A | 38,603 | D | |
| Common Stock | Mar 23, 2015 | M | 6,715 | $36.91 | A | 45,318 | D | |
| Common Stock | Mar 23, 2015 | F | 2,290 | $106.50 | D | 43,028 | D | |
| Common Stock | Mar 23, 2015 | F | 2,328 | $106.50 | D | 40,700 | D | |
| Common Stock | Mar 23, 2015 | F | 6,000 | $106.50 | D | 34,700 | D | |
| Common Stock | Mar 23, 2015 | F | 6,682 | $106.50 | D | 28,018 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Options (Right to Buy) | $36.91 | Mar 23, 2015 | M | 6,715 | D | Apr 1, 2009 | Mar 31, 2018 | Common Stock | 6,715 | 0 | D |
| Options (Right to Buy) | $33.98 | Mar 23, 2015 | M | 18,805 | D | Apr 1, 2011 | Mar 31, 2020 | Common Stock | 18,805 | 0 | D |
| Options (Right to Buy) | $37.41 | holding | — | — | — | Apr 1, 2012 | Mar 31, 2021 | Common Stock | 17,296 | 17,296 | D |
| Options (Right to Buy) | $51.55 | holding | — | — | — | Apr 1, 2014 | Mar 31, 2023 | Common Stock | 7,282 | 7,282 | D |
| Options (Right to Buy) | $77.81 | holding | — | — | — | Apr 1, 2015 | Mar 31, 2024 | Common Stock | 4,489 | 4,489 | D |