SEC Form 4 · accession 0001225208-15-008146
S&P Global Inc. · SPGI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Lawrence Neal
Officer — President, Platts
Period of report
Mar 16, 2015
Accepted (ET)
Mar 18, 2015 · 3:58 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000064040
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 16, 2015 | M | 9,688 | $37.41 | A | 28,897 | D | |
| Common Stock | Mar 16, 2015 | M | 2,746 | $51.55 | A | 31,643 | D | |
| Common Stock | Mar 16, 2015 | M | 2,062 | $59.51 | A | 33,705 | D | |
| Common Stock | Mar 16, 2015 | F | 443 | $105.87 | D | 33,262 | D | |
| Common Stock | Mar 16, 2015 | F | 691 | $105.87 | D | 32,571 | D | |
| Common Stock | Mar 16, 2015 | F | 1,160 | $105.87 | D | 31,411 | D | |
| Common Stock | Mar 16, 2015 | F | 1,338 | $105.87 | D | 30,073 | D | |
| Common Stock | Mar 16, 2015 | F | 3,070 | $105.87 | D | 27,003 | D | |
| Common Stock | Mar 16, 2015 | F | 3,424 | $105.87 | D | 23,579 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Options (Right to Buy) | $37.41 | Mar 16, 2015 | M | 9,688 | D | Apr 1, 2012 | Mar 31, 2021 | Common Stock | 9,688 | 0 | D |
| Options (Right to Buy) | $51.55 | Mar 16, 2015 | M | 2,746 | D | Apr 1, 2014 | Mar 31, 2023 | Common Stock | 2,746 | 5,576 | D |
| Options (Right to Buy) | $59.51 | Mar 16, 2015 | M | 2,062 | D | Apr 2, 2008 | Apr 1, 2017 | Common Stock | 2,062 | 0 | D |
| Options (Right to Buy) | $77.81 | holding | — | — | — | Apr 1, 2015 | Mar 31, 2024 | Common Stock | 7,696 | 7,696 | D |