SEC Form 4 · accession 0001225208-15-006140
S&P Global Inc. · SPGI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
D Edward I Smyth
Officer — EVP Corporate Affairs
Period of report
Feb 26, 2015
Accepted (ET)
Feb 27, 2015 · 3:34 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000064040
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 26, 2015 | M | 25,000 | $33.98 | A | 74,786 | D | |
| Common Stock | Feb 26, 2015 | F | 8,209 | $103.49 | D | 66,577 | D | |
| Common Stock | Feb 26, 2015 | F | 9,374 | $103.49 | D | 57,203 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Options (Right to Buy) | $33.98 | Feb 26, 2015 | M | 25,000 | D | Apr 1, 2011 | Mar 31, 2020 | Common Stock | 25,000 | 16,908 | D |
| Options (Right to Buy) | $37.41 | holding | — | — | — | Apr 1, 2012 | Mar 31, 2021 | Common Stock | 38,546 | 38,546 | D |
| Options (Right to Buy) | $51.55 | holding | — | — | — | Apr 1, 2014 | Mar 31, 2023 | Common Stock | 16,227 | 16,227 | D |
| Options (Right to Buy) | $77.81 | holding | — | — | — | Apr 1, 2015 | Mar 31, 2024 | Common Stock | 10,004 | 10,004 | D |