SEC Form 4 · accession 0001225208-15-004224
S&P Global Inc. · SPGI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Finbarr J Oneill
Officer — President, JDPA
Period of report
Feb 13, 2015
Accepted (ET)
Feb 17, 2015 · 3:37 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000064040
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 13, 2015 | M | 18,805 | $21.95 | A | 39,796 | D | |
| Common Stock | Feb 13, 2015 | F | 4,040 | $102.19 | D | 35,756 | D | |
| Common Stock | Feb 13, 2015 | S | 4,723 | $101.722 | D | 31,033 | D | |
| Common Stock | Feb 13, 2015 | F | 7,705 | $102.19 | D | 23,328 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Options (Right to Buy) | $21.95 | Feb 13, 2015 | M | 18,805 | D | Apr 1, 2010 | Mar 31, 2019 | Common Stock | 18,805 | 0 | D |
| Options (Right to Buy) | $36.91 | holding | — | — | — | Apr 1, 2009 | Mar 31, 2018 | Common Stock | 6,715 | 6,715 | D |
| Options (Right to Buy) | $33.98 | holding | — | — | — | Apr 1, 2011 | Mar 31, 2020 | Common Stock | 18,805 | 18,805 | D |
| Options (Right to Buy) | $37.41 | holding | — | — | — | Apr 1, 2012 | Mar 31, 2021 | Common Stock | 17,296 | 17,296 | D |
| Options (Right to Buy) | $51.55 | holding | — | — | — | Apr 1, 2014 | Mar 31, 2023 | Common Stock | 7,282 | 7,282 | D |
| Options (Right to Buy) | $77.81 | holding | — | — | — | Apr 1, 2015 | Mar 31, 2024 | Common Stock | 4,489 | 4,489 | D |