SEC Form 4 · accession 0001225208-15-004186
S&P Global Inc. · SPGI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Emmanuel N Korakis
Officer — SVP, Controller
Period of report
Feb 13, 2015
Accepted (ET)
Feb 17, 2015 · 1:10 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000064040
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 13, 2015 | S | 3,225 | $101.6533 | D | 0 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Options (Right to Buy) | $37.41 | holding | — | — | — | Apr 1, 2012 | Mar 31, 2021 | Common Stock | 2,544 | 2,544 | D |
| Options (Right to Buy) | $51.55 | holding | — | — | — | Apr 1, 2014 | Mar 31, 2023 | Common Stock | 2,705 | 2,705 | D |
| Options (Right to Buy) | $77.81 | holding | — | — | — | Apr 1, 2015 | Mar 31, 2024 | Common Stock | 1,603 | 1,603 | D |
| Options (Right to Buy) | $59.51 | holding | — | — | — | Apr 2, 2008 | Apr 1, 2017 | Common Stock | 907 | 907 | D |
| Restricted Stock UnitsF1,F2 | — | holding | — | — | — | — | — | Common Stock | 2,650 | 2,650 | D |
Explanation of responses
- F1Each restricted stock unit represents a contingent right to receive one share of MHP common stock.
- F2The restricted stock units will vest in full on May 1, 2015. Vested shares will be delivered to the reporting person shortly after the vesting date.