SEC Form 4 · accession 0001225208-15-001051
S&P Global Inc. · SPGI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Harold McGraw III
Director
Period of report
Jan 7, 2015
Accepted (ET)
Jan 8, 2015 · 12:16 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000064040
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Sep 24, 2014 | G | 1,316 | $0.00 | D | 1,674,480 | D | |
| Common Stock | Jan 7, 2015 | F | 52,751 | $0.00 | D | 1,621,729 | D | |
| Common Stock | holding | — | — | — | 2,800 | I | By Spouse | |
| Common Stock | holding | — | — | — | 2,213,493 | I | By The Harold W. McGraw III Trust | |
| Common Stock | holding | — | — | — | 87,803 | I | By Trust for Daughter | |
| Common Stock | holding | — | — | — | 87,803 | I | By Trust for Son |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Options (Right to Buy) | $41.29 | holding | — | — | — | Apr 1, 2006 | Mar 31, 2015 | Common Stock | 350,560 | 350,560 | D |
| Options (Right to Buy) | $36.91 | holding | — | — | — | Apr 1, 2009 | Mar 31, 2018 | Common Stock | 339,100 | 339,100 | D |
| Options (Right to Buy) | $21.95 | holding | — | — | — | Apr 1, 2010 | Mar 31, 2019 | Common Stock | 339,100 | 339,100 | D |
| Options (Right to Buy) | $33.98 | holding | — | — | — | Apr 1, 2011 | Mar 31, 2020 | Common Stock | 339,100 | 339,100 | D |
| Options (Right to Buy) | $37.41 | holding | — | — | — | Apr 1, 2012 | Mar 31, 2021 | Common Stock | 232,767 | 232,767 | D |
| Options (Right to Buy) | $51.55 | holding | — | — | — | Apr 1, 2014 | Mar 31, 2023 | Common Stock | 97,989 | 97,989 | D |
| Options (Right to Buy) | $59.51 | holding | — | — | — | Apr 2, 2008 | Apr 1, 2017 | Common Stock | 200,812 | 200,812 | D |
| Options (Right to Buy) | $55.18 | holding | — | — | — | Apr 3, 2007 | Apr 2, 2016 | Common Stock | 205,409 | 205,409 | D |
Explanation of responses
- F1Withholding of shares of Common Stock under the McGraw Hill Financial 2002 Stock Incentive Plan to satisfy withholding obligation in transaction exempt under and complying with Rule 16b-3.