SEC Form 4 · accession 0001225208-15-000989
S&P Global Inc. · SPGI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
D Edward I Smyth
Officer — EVP Corporate Affairs
Period of report
Jan 7, 2015
Accepted (ET)
Jan 7, 2015 · 3:43 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000064040
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jan 7, 2015 | F | 13,081 | $0.00 | D | 49,786 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Options (Right to Buy) | $33.98 | holding | — | — | — | Apr 1, 2010 | Mar 31, 2020 | Common Stock | 41,908 | 41,908 | D |
| Options (Right to Buy) | $37.41 | holding | — | — | — | Apr 1, 2012 | Mar 31, 2021 | Common Stock | 38,546 | 38,546 | D |
| Options (Right to Buy) | $51.55 | holding | — | — | — | Apr 1, 2014 | Mar 31, 2023 | Common Stock | 16,227 | 16,227 | D |
| Options (Right to Buy) | $77.81 | holding | — | — | — | Apr 1, 2015 | Mar 31, 2024 | Common Stock | 10,004 | 10,004 | D |
Explanation of responses
- F1Withholding of shares of Common Stock under the McGraw Hill Financial 2002 Stock Incentive Plan to satisfy withholding obligation in transaction exempt under and complying with Rule 16b-3.