SEC Form 4 · accession 0000064040-19-000026

S&P Global Inc. · SPGI

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Officer — CEO & President · Director

Period of report

Dec 31, 2018

Accepted (ET)

Jan 3, 2019 · 9:19 pm EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0000064040

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I
Common Stock	Dec 31, 2018	M	14,501	$169.94	A	157,648	D
Common Stock	Dec 31, 2018	M	3,618	$169.94	A	161,266	D
Common Stock	Dec 31, 2018	M	4,592	$169.94	A	165,858	D
Common Stock	Dec 31, 2018	F	6,873	$169.94	D	158,985	D
Common Stock	Dec 31, 2018	F	2,444	$169.94	D	156,541	D
Common Stock	Dec 31, 2018	F	1,926	$169.94	D	154,615	D

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Restricted Stock Units^F1	$0.00	Dec 31, 2018	M	14,501	D	Dec 31, 2018	Dec 31, 2018	Common Stock	14,501	0	D
Restricted Stock Units^F1,F2	$0.00	Dec 31, 2018	M	4,592	D	Dec 31, 2017	Dec 31, 2019	Common Stock	4,592	4,732	D
Restricted Stock Units^F1,F3	$0.00	Dec 31, 2018	M	3,618	D	—	—	Common Stock	3,618	7,345	D
Restricted Stock Units^F1	$0.00	holding	—	—	—	Apr 2, 2021	Apr 2, 2021	Common Stock	10,716	10,716	D
Options (Right to Buy)^F4	$77.81	holding	—	—	—	Apr 1, 2015	Mar 31, 2024	Common Stock	51,304	51,304	D

F1Each restricted stock unit represents a contingent right to receive one share of SPGI common stock.
F2As previously reported, the reporting person was granted 13,916 restricted stock units on 04/03/2017, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2017 and 33% on 12/31/2018 and the remaining 34% will vest on 12/31/2019. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.
F3As previously reported, the reporting person was granted 10,963 restricted stock units on 04/02/2018, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2018 and will vest 33% on 12/31/2019 and the 34% on 12/31/2020. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.
F4As previously reported, the reporting person was granted 51,304 options on 04/01/2014, which became exercisable in annual installments. The first installment of 33% became exercisable on 04/01/2015, the next 33% installment became exercisable on 04/01/2016 and the remaining 34% installment became exercisable on 04/01/2017.