SEC Form 4 · accession 0000064040-18-000195
S&P Global Inc. · SPGI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Douglas L. Peterson
Officer — CEO & President · Director
Period of report
Nov 16, 2018
Accepted (ET)
Nov 20, 2018 · 5:29 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000064040
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Nov 16, 2018 | G | 24,043 | $0.00 | D | 143,147 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Options (Right to Buy) | $77.81 | holding | — | — | — | Apr 1, 2015 | Mar 31, 2024 | Common Stock | 51,304 | 51,304 | D |
| Restricted Stock UnitsF2,F3 | $0.00 | holding | — | — | — | Dec 31, 2017 | Dec 31, 2019 | Common Stock | 9,324 | 9,324 | D |
| Restricted Stock UnitsF2 | $0.00 | holding | — | — | — | Apr 2, 2021 | Apr 2, 2021 | Common Stock | 10,716 | 10,716 | D |
| Restricted Stock UnitsF2,F4 | $0.00 | holding | — | — | — | — | — | Common Stock | 10,963 | 10,963 | D |
| Restricted Stock UnitsF2 | $0.00 | holding | — | — | — | Dec 31, 2018 | Dec 31, 2018 | Common Stock | 14,501 | 14,501 | D |
Explanation of responses
- F1Represents shares donated by the reporting person to a charitable donor advised fund.
- F2Each restricted stock unit represents a contingent right to receive one share of SPGI common stock.
- F3The restricted stock units will vest 49% on 12/31/2018 and 51% on 12/31/2019. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.
- F4The restricted stock units will vest 33% on 12/31/2018, 33% on 12/31/2019 and 34% on 12/31/2020. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.