SEC Form 4 · accession 0000064040-18-000140
S&P Global Inc. · SPGI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Dimitra Manis
Officer — Chief People Officer
Period of report
Jun 1, 2018
Accepted (ET)
Jun 5, 2018 · 11:38 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000064040
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1,F2 | $0.00 | Jun 1, 2018 | A | 1,273 | A | — | — | Common Stock | 1,273 | 1,273 | D |
| Restricted Stock UnitsF1,F3 | $0.00 | Jun 1, 2018 | A | 3,494 | A | — | — | Common Stock | 3,494 | 3,494 | D |
Explanation of responses
- F1Each restricted stock unit represents a contingent right to receive one share of SPGI common stock.
- F2The restricted stock units will vest 33% on 12/31/2018, 33% on 12/31/2019 and 34% on 12/31/2020. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.
- F3The restricted stock units will vest 33% on 06/01/2019, 33% on 06/01/2020 and 34% on 06/01/2021.