SEC Form 4 · accession 0000064040-18-000014

S&P Global Inc. · SPGI

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Officer — SVP, Chief Risk & Audit Exec

Period of report

Dec 31, 2017

Accepted (ET)

Jan 3, 2018 · 3:53 pm EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0000064040

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I
Common Stock	Dec 31, 2017	M	429	$169.40	A	535	D
Common Stock	Dec 31, 2017	M	191	$169.40	A	726	D
Common Stock	Dec 31, 2017	F	182	$169.40	D	544	D
Common Stock	Dec 31, 2017	F	81	$169.40	D	463	D

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Restricted Stock Units^F1	$0.00	Dec 31, 2017	M	429	D	Dec 31, 2017	Dec 31, 2017	Common Stock	429	0	D
Restricted Stock Units^F1,F2	$0.00	Dec 31, 2017	M	191	D	Dec 31, 2017	Dec 31, 2019	Common Stock	191	389	D
Restricted Stock Units^F1	$0.00	holding	—	—	—	Dec 31, 2018	Dec 31, 2018	Common Stock	604	604	D
Restricted Stock Units^F1	$0.00	holding	—	—	—	May 1, 2018	May 1, 2018	Common Stock	960	960	D
Options (Right to Buy)^F3	$59.92	holding	—	—	—	—	Sep 2, 2023	Common Stock	876	876	D
Options (Right to Buy)^F4	$77.81	holding	—	—	—	—	Mar 31, 2024	Common Stock	1,411	1,411	D

F1Each restricted stock unit represents a contingent right to receive one share of SPGI common stock.
F2The restricted stock units vested 33% on 12/31/2017 and will vest 33% on 12/31/2018 and 34% on 12/31/2019. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.
F3The option became exercisable in annual installments. The first installment of 33% became exercisable on 9/3/2014, the next 33% installment became exercisable on 9/3/2015 and the remaining 34% installment became exercisable on 9/3/2016.
F4The option became exercisable in annual installments. The first installment of 33% became exercisable on 4/1/2015, the next 33% installment became exercisable on 4/1/2016 and the remaining 34% installment became exercisable on 4/1/2017.