SEC Form 4 · accession 0001140361-18-016719
MCDONALDS CORP · MCD
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Lloyd H Dean
Director
Period of report
Mar 31, 2018
Accepted (ET)
Apr 3, 2018 · 3:05 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000063908
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 31, 2018 | M | 451 | $156.38 | A | 451 | D | |
| Common Stock | Mar 31, 2018 | D | 451 | $156.38 | D | 0 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Phantom StockF5,F2,F4 | — | Mar 31, 2018 | A | 176 | A | — | — | Common Stock | 176 | 4,609 | D |
| Phantom StockF5,F2,F4 | — | Mar 31, 2018 | M | 451 | D | — | — | Common Stock | 451 | 4,158 | D |
Explanation of responses
- F1Settlement of phantom stock pursuant to the Director's Deferral Compensation Plan (the "Plan") in a transaction exempt under Rules 16b-6(b) and 16b-3(e).
- F2Each share of phantom stock is the economic equivalent of one share of McDonald's Corporation common stock and shall be settled in cash, pursuant to the Plan.
- F3Acquisition of phantom stock pursuant to the Plan in a transaction exempt under Rule 16b-3(d)(1). Amount represents deferred compensation.
- F4Payment of phantom stock may be deferred until the earlier of (a) April of the year following the Director's retirement date or other termination from the Board; or (b) a specific future date pursuant to an election.
- F5Includes shares acquired through dividend reinvestment.