SEC Form 4 · accession 0001140361-18-014239
MCDONALDS CORP · MCD
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Kevin M Ozan
Officer — EVP & CFO
Period of report
Mar 16, 2018
Accepted (ET)
Mar 20, 2018 · 12:37 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000063908
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Mar 16, 2018 | M | 12,354 | $0.00 | A | 23,518 | D | |
| Common Stock | Mar 16, 2018 | F | 5,473 | $162.36 | D | 18,045 | D | |
| Common StockF3 | holding | — | — | — | 3,558 | I | Profit Sharing Plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1,F2 | — | Mar 16, 2018 | M | 6,177 | D | Mar 16, 2018 | Mar 16, 2018 | Common Stock | 6,177 | 0 | D |
| Phantom StockF3,F4,F5 | — | holding | — | — | — | — | — | Common Stock | 2,456 | 2,456 | I |
Explanation of responses
- F1As a result of the Company's performance against the pre-approved financial targets, the reporting person vested in 200% of the original grant of 6,177 performance-based restricted stock units ("RSUs").
- F2Each RSU represents a right to acquire one share of McDonald's Corporation common stock.
- F3Includes shares acquired through dividend reinvestment.
- F4Each share of phantom stock represents a right to receive the cash value of one share of McDonald's Corporation common stock.
- F5Shares of phantom stock are payable in cash following the reporting person's separation from service with McDonald's.