SEC Form 4 · accession 0001140361-16-083621
MCDONALDS CORP · MCD
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Andrew J McKenna
Other
Period of report
Oct 24, 2016
Accepted (ET)
Oct 26, 2016 · 4:08 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000063908
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Oct 24, 2016 | S | 30,000 | $113.48 | D | 72,514 | D | |
| Common StockF2 | holding | — | — | — | 640 | I | By wife |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Phantom StockF5,F3,F4 | — | holding | — | — | — | — | — | Common Stock | 119,811 | 119,811 | D |
Explanation of responses
- F1This transaction was executed in multiple trades ranging from $113.42 to $113.55 per share. The price reported represents the weighted average sales price of these trades. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer, full information regarding the shares sold at each separate price.
- F2Beneficial ownership disclaimed.
- F3Each share of phantom stock is the economic equivalent of one share of McDonald's Corporation common stock and shall be settled in cash, pursuant to the Directors' Deferred Compensation Plan (the "Plan").
- F4In accordance with the Plan, payment of phantom stock may be deferred until the earlier of (a) the Director's retirement date or other termination from the Board; or (b) a specific future date, pursuant to an election.
- F5Includes shares acquired through dividend reinvestment.