SEC Form 4 · accession 0001140361-16-067610
MCDONALDS CORP · MCD
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Andrew J McKenna
Other
Period of report
May 26, 2016
Accepted (ET)
May 27, 2016 · 4:41 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000063908
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | May 26, 2016 | M | 10,000 | $0.00 | A | 58,768 | D | |
| Common StockF1 | May 26, 2016 | M | 10,000 | $0.00 | A | 68,768 | D | |
| Common StockF1 | May 26, 2016 | M | 15,000 | $0.00 | A | 83,768 | D | |
| Common StockF1 | May 26, 2016 | M | 17,000 | $0.00 | A | 100,768 | D | |
| Common StockF1 | May 26, 2016 | M | 14,222 | $0.00 | A | 114,990 | D | |
| Common StockF1 | May 26, 2016 | M | 14,388 | $0.00 | A | 129,378 | D | |
| Common StockF1 | May 26, 2016 | M | 12,453 | $0.00 | A | 141,831 | D | |
| Common StockF1 | May 26, 2016 | M | 10,434 | $0.00 | A | 152,265 | D | |
| Common StockF1 | May 26, 2016 | M | 9,474 | $0.00 | A | 161,739 | D | |
| Common StockF1 | May 26, 2016 | M | 8,637 | $0.00 | A | 170,376 | D | |
| Common StockF1 | May 26, 2016 | M | 8,465 | $0.00 | A | 178,841 | D | |
| Common StockF2 | holding | — | — | — | 640 | I | By wife |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1,F3 | — | May 26, 2016 | M | 10,000 | D | — | — | Common Stock | 10,000 | 0 | D |
| Restricted Stock UnitsF1,F3 | — | May 26, 2016 | M | 10,000 | D | — | — | Common Stock | 10,000 | 0 | D |
| Restricted Stock UnitsF1,F3 | — | May 26, 2016 | M | 15,000 | D | — | — | Common Stock | 15,000 | 0 | D |
| Restricted Stock UnitsF1,F3 | — | May 26, 2016 | M | 17,000 | D | — | — | Common Stock | 17,000 | 0 | D |
| Restricted Stock UnitsF1,F3 | — | May 26, 2016 | M | 14,222 | D | — | — | Common Stock | 14,222 | 0 | D |
| Restricted Stock UnitsF1,F3 | — | May 26, 2016 | M | 14,388 | D | — | — | Common Stock | 14,388 | 0 | D |
| Restricted Stock UnitsF1,F3 | — | May 26, 2016 | M | 12,453 | D | — | — | Common Stock | 12,453 | 0 | D |
| Restricted Stock UnitsF1,F3 | — | May 26, 2016 | M | 10,434 | D | — | — | Common Stock | 10,434 | 0 | D |
| Restricted Stock UnitsF1,F3 | — | May 26, 2016 | M | 9,474 | D | — | — | Common Stock | 9,474 | 0 | D |
| Restricted Stock UnitsF1,F3 | — | May 26, 2016 | M | 8,637 | D | — | — | Common Stock | 8,637 | 0 | D |
| Restricted Stock UnitsF1,F3 | — | May 26, 2016 | M | 8,465 | D | — | — | Common Stock | 8,465 | 0 | D |
| Phantom StockF4,F5 | — | holding | — | — | — | — | — | Common Stock | 117,915 | 117,915 | I |
Explanation of responses
- F1Each restricted stock unit ("RSU") represents a right to acquire one share of McDonald's Corporation common stock.
- F2Beneficial ownership disclaimed.
- F3The RSUs were scheduled to vest in full on the date that is (i) one year from the grant date, or (ii) Mr. McKenna's retirement date, whichever occurred later. The grants were made between 2004 and 2014. Mr. McKenna retired as the Non-Executive Chairman of the Board and a Director, effective May 26, 2016, and the Board of Directors elected him Chairman Emeritus, effective the same date.
- F4Each share of phantom stock represents a right to receive the cash value of one share of McDonald's Corporation common stock.
- F5Shares of phantom stock are payable in cash following the reporting person's separation from service with McDonald's.