SEC Form 4 · accession 0001140361-16-062031
MCDONALDS CORP · MCD
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Kevin M Ozan
Officer — Exec Vice Pres & CFO
Period of report
Apr 25, 2016
Accepted (ET)
Apr 26, 2016 · 11:15 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000063908
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Apr 25, 2016 | M | 4,664 | $45.02 | A | 14,400 | D | |
| Common Stock | Apr 25, 2016 | M | 8,343 | $56.64 | A | 22,743 | D | |
| Common Stock | Apr 25, 2016 | S | 13,007 | $125.07 | D | 9,736 | D | |
| Common Stock | holding | — | — | — | 3,387 | I | Profit Sharing Plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Options (Right to Buy)F1 | $45.02 | Apr 25, 2016 | M | 4,664 | D | — | Feb 14, 2017 | Common Stock | 4,664 | 0 | D |
| Options (Right to Buy)F1 | $56.64 | Apr 25, 2016 | M | 8,343 | D | — | Feb 13, 2018 | Common Stock | 8,343 | 0 | D |
| Phantom StockF2,F3 | — | holding | — | — | — | — | — | Common Stock | 2,353 | 2,353 | I |
Explanation of responses
- F1Options become exercisable in 25% increments on the first, second, third and fourth anniversary dates of the grant.
- F2Each share of phantom stock represents a right to receive the cash value of one share of McDonald's Corporation common stock.
- F3Shares of phantom stock are payable in cash following the reporting person's separation from service with McDonald's.