SEC Form 4 · accession 0001140361-16-048963
MCDONALDS CORP · MCD
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David L Hoffmann
Officer — President, High Growth Markets
Period of report
Jan 26, 2016
Accepted (ET)
Jan 28, 2016 · 2:55 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000063908
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jan 26, 2016 | M | 5,562 | $56.64 | A | 5,562 | D | |
| Common Stock | Jan 26, 2016 | M | 7,357 | $57.08 | A | 12,919 | D | |
| Common Stock | Jan 26, 2016 | M | 9,128 | $63.25 | A | 22,047 | D | |
| Common Stock | Jan 26, 2016 | M | 8,298 | $75.93 | A | 30,345 | D | |
| Common Stock | Jan 26, 2016 | S | 30,345 | $119.71 | D | 0 | D | |
| Common Stock | holding | — | — | — | 6,928 | I | Profit Sharing Plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Options (Right to Buy)F1 | $56.64 | Jan 26, 2016 | M | 5,562 | D | — | Feb 13, 2018 | Common Stock | 5,562 | 0 | D |
| Options (Right to Buy)F1 | $57.08 | Jan 26, 2016 | M | 7,357 | D | — | Feb 11, 2019 | Common Stock | 7,357 | 0 | D |
| Options (Right to Buy)F1 | $63.25 | Jan 26, 2016 | M | 9,128 | D | — | Feb 10, 2020 | Common Stock | 9,128 | 0 | D |
| Options (Right to Buy)F1 | $75.93 | Jan 26, 2016 | M | 8,298 | D | — | Feb 9, 2021 | Common Stock | 8,298 | 0 | D |
| Phantom StockF2,F3 | — | holding | — | — | — | — | — | Common Stock | 2,341 | 2,341 | I |
Explanation of responses
- F1Options become exercisable in 25% increments on the first, second, third and fourth anniversary dates of the grant.
- F2Each share of phantom stock represents a right to receive the cash value of one share of McDonald's Corporation common stock.
- F3Shares of phantom stock are payable in cash following the reporting person's separation from service with McDonald's.