SEC Form 4 · accession 0001140361-16-048956
MCDONALDS CORP · MCD
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Douglas M Goare
Officer — President, Int. Lead Markets
Period of report
Jan 26, 2016
Accepted (ET)
Jan 28, 2016 · 2:48 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000063908
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jan 26, 2016 | M | 15,634 | $57.08 | A | 18,879 | D | |
| Common Stock | Jan 26, 2016 | M | 16,596 | $63.25 | A | 35,475 | D | |
| Common StockF1 | Jan 26, 2016 | S | 32,230 | $120.49 | D | 3,245 | D | |
| Common Stock | holding | — | — | — | 19,411 | I | Profit Sharing Plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Options (Right to Buy)F2 | $57.08 | Jan 26, 2016 | M | 15,634 | D | — | Feb 11, 2019 | Common Stock | 15,634 | 0 | D |
| Options (Right to Buy)F2 | $63.25 | Jan 26, 2016 | M | 16,596 | D | — | Feb 10, 2020 | Common Stock | 16,596 | 0 | D |
| Phantom StockF3,F4 | — | holding | — | — | — | — | — | Common Stock | 5,695 | 5,695 | I |
Explanation of responses
- F1This transaction was executed in multiple trades at prices ranging from $120.46 to $120.51 per share. The price reported represents the weighted average sales price of these trades. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer, full information regarding the shares sold at each separate price.
- F2Options become exercisable in 25% increments on the first, second, third and fourth anniversary dates of the grant.
- F3Each share of phantom stock represents a right to receive the cash value of one share of McDonald's Corporation common stock.
- F4Shares of phantom stock are payable in cash following the reporting person's separation from service with McDonald's.