SEC Form 4 · accession 0001123292-17-000411
MCDONALDS CORP · MCD
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James R Sappington
Officer — Corp Exec VP - Ops & Tech Sys
Period of report
Feb 12, 2017
Accepted (ET)
Feb 14, 2017 · 6:01 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000063908
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 12, 2017 | M | 1,845 | $0.00 | A | 8,297 | D | |
| Common Stock | Feb 12, 2017 | F | 604 | $125.82 | D | 7,693 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1 | — | Feb 12, 2017 | M | 1,845 | D | Feb 12, 2017 | Feb 12, 2017 | Common Stock | 1,845 | 0 | D |
| Phantom StockF2,F3 | — | holding | — | — | — | — | — | Common Stock | 3,341 | 3,341 | I |
Explanation of responses
- F1Each restricted stock unit represents a right to acquire one share of McDonald's Corporation common stock.
- F2Each share of phantom stock represents a right to receive the cash value of one share of McDonald's Corporation common stock.
- F3Shares of phantom stock are payable in cash following the reporting person's separation from service with McDonald's.