SEC Form 4 · accession 0001314598-18-000074
MCCORMICK & CO INC · MKC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael R Smith
Officer — Executive VP & CFO
Period of report
Mar 28, 2018
Accepted (ET)
Mar 30, 2018 · 10:03 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000063754
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock - Voting | holding | — | — | — | 16,759 | D | ||
| Common Stock - Non Voting | holding | — | — | — | 3,349 | D | ||
| Common Stock - Voting | holding | — | — | — | 2,160 | I | 401(k) Retirement Plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1,F2 | — | Mar 28, 2018 | A | 2,452 | A | — | — | Common Stock - Voting | 2,452 | 2,452 | D |
| Options - Right to BuyF3 | $105.95 | Mar 28, 2018 | A | 12,316 | A | — | Mar 27, 2028 | Common Stock - Voting | 12,316 | 12,316 | D |
Explanation of responses
- F1Each restricted stock unit represents a contingent right to receive one share of Common Stock.
- F2The Restricted Stock Units vest in thirds over a three year period beginning March 15, 2019, March 15, 2020 and March 15, 2021.
- F3The option grant becomes exercisable in thirds of each of the first three (3) grant anniversaries.