SEC Form 4 · accession 0001314598-18-000069
MCCORMICK & CO INC · MKC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Lawrence Erik Kurzius
Officer — Chairman, President & CEO · Director
Period of report
Mar 28, 2018
Accepted (ET)
Mar 30, 2018 · 9:55 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000063754
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock - Voting | holding | — | — | — | 44,666 | D | ||
| Common Stock - Voting | holding | — | — | — | 12,500 | I | IRA | |
| Common Stock - Voting | holding | — | — | — | 6,967 | I | 401(k) Retirement Plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF2,F3 | — | Mar 28, 2018 | A | 12,751 | A | — | — | Common Stock - Voting | 12,751 | 12,751 | D |
| Options - Right to BuyF4 | $105.75 | Mar 28, 2018 | A | 64,040 | A | — | Mar 27, 2028 | Common Stock - Voting | 64,040 | 64,040 | D |
| Phantom StockF1 | — | holding | — | — | — | — | — | Common Stock - Voting | 0 | 13,979 | I |
Explanation of responses
- F1Each share of phantom stock represents the right to receive one share of Common Stock - Voting. Shares of phantom stock are payable in shares of Common Stock - Voting in accordance with the terms of the Non-Qualified Retirement Savings Plan.
- F2Each restricted stock unit represents a contingent right to receive one share of Common Stock.
- F3The Restricted Stock Units vest in thirds over a three year period beginning March 15, 2019, March 15, 2020 and March 15, 2021.
- F4The option grant becomes exercisable in thirds of each of the first three (3) grant anniversaries.