SEC Form 4 · accession 0001314598-18-000055
MCCORMICK & CO INC · MKC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Christina M McMullen
Officer — Vice President & Controller
Period of report
Mar 15, 2018
Accepted (ET)
Mar 19, 2018 · 3:10 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000063754
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock - VotingF1 | Mar 15, 2018 | M | 298 | — | A | 1,115 | D | |
| Common Stock - Voting | Mar 15, 2018 | F | 91 | $110.8274 | D | 1,024 | D | |
| Common Stock - Non VotingF5 | holding | — | — | — | 39 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF4,F1,F3 | — | Mar 15, 2018 | M | 298 | D | — | — | Common Stock - Voting | 298 | 0 | D |
| Phantom StockF2 | — | holding | — | — | — | — | — | Common Stock - Voting | 0 | 52 | I |
Explanation of responses
- F1Restricted Stock Units; no purchase price required.
- F2Each share of phantom stock represents the right to receive one share of Common Stock - Voting. Shares of phantom stock are payable in shares of Common Stock - Voting in accordance with the terms of the Non-Qualified Retirement Savings Plan.
- F3The Restricted Stock Units vest in thirds over a three year period beginning March 15, 2016, March 15, 2017 and March 15, 2018.
- F4Restricted Stock Units granted on March 25, 2015.
- F5Due to an administrative error 39 shares were mistakenly reported as Voting shares instead of Non-Voting shares.