SEC Form 4 · accession 0001314598-18-000047
MCCORMICK & CO INC · MKC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Margaret M Preston V
Director
Period of report
Mar 15, 2018
Accepted (ET)
Mar 19, 2018 · 2:58 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000063754
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock - VotingF1,F3 | Mar 15, 2018 | M | 1,039 | — | A | 26,573 | D | |
| Common Stock - Non Voting | holding | — | — | — | 8,855 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Phantom StockF2 | — | Mar 15, 2018 | A | 206 | A | — | — | Common Stock - Voting | 206 | 9,870 | I |
| Restricted Stock UnitsF5,F3,F4 | — | Mar 15, 2018 | M | 1,039 | D | — | — | Common Stock - Voting | 1,039 | 0 | D |
Explanation of responses
- F1Subject to deferred receipt.
- F2Each share of phantom stock represents the right to receive one share of Common Stock - Voting. Shares of phantom stock are payable in shares of Common Stock - Voting in accordance with the terms of the Non-Qualified Retirement Savings Plan.
- F3Restricted Stock Units; no purchase price required.
- F4The reported Restricted Stock Units entitles the reporting person to receive an annual distribution of common stock equal to 100% of the grant.
- F5Restricted Stock Units granted on March 29, 2017.