SEC Form 4 · accession 0001314598-18-000030
MCCORMICK & CO INC · MKC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Alan D Wilson
Director · 10% Owner
Period of report
Jan 22, 2018
Accepted (ET)
Feb 9, 2018 · 5:35 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000063754
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock - VotingF1 | Feb 22, 2018 | A | 15,472 | $0.00 | A | 116,959 | D | |
| Common Stock - VotingF3 | Feb 7, 2018 | F | 4,695 | $103.20 | D | 112,264 | D | |
| Common Stock - Voting | holding | — | — | — | 10,679 | I | 401(k) Retirement Plan | |
| Common Stock - Voting | holding | — | — | — | 7,075 | I | By 2016 GRAT | |
| Common Stock - Voting | holding | — | — | — | 40,000 | I | By 2017 GRAT | |
| Common Stock - Non Voting | holding | — | — | — | 5,852 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Phantom StockF2 | — | holding | — | — | — | — | — | Common Stock - Voting | 0 | 1,011 | I |
Explanation of responses
- F1Shares awarded pursuant to McCormick's long-term incentive program for the three year performance cycle beginning on December 1, 2014 and ending on November 30, 2017.
- F2Each share of phantom stock represents the right to receive one share of Common Stock - Voting. Shares of phantom stock are payable in shares of Common Stock - Voting in accordance with the terms of the Non-Qualified Retirement Savings Plan.
- F3Shares withheld for taxes on the shares previously reported on 1/24/2018 for McCormick's long-term incentive program.