SEC Form 4 · accession 0001314598-17-000074
MCCORMICK & CO INC · MKC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Alan D Wilson
Director · 10% Owner
Period of report
Sep 29, 2017
Accepted (ET)
Oct 11, 2017 · 12:48 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000063754
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock - VotingF2 | Sep 29, 2017 | G | 2,095 | — | D | 0 | I | By 2015 GRAT |
| Common Stock - VotingF1 | holding | — | — | — | 111,375 | D | ||
| Common Stock - Voting | holding | — | — | — | 10,679 | I | 401(k) Retirement Plan | |
| Common Stock - VotingF3 | holding | — | — | — | 7,075 | I | By 2016 GRAT | |
| Common Stock - VotingF4 | holding | — | — | — | 40,000 | I | By 2017 GRAT | |
| Common Stock - Non Voting | holding | — | — | — | 5,852 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Phantom StockF5 | — | holding | — | — | — | — | — | Common Stock - Voting | 0 | 111 | I |
Explanation of responses
- F1Number reflects the transfer of 5,339 shares of Common Stock-Voting from the 2015 GRAT to the reporting person, 7,940 shares of Common Stock- Voting from the 2016 GRATto the reporting person and 40,000 shares of Common Stock-Voting from the reporting person to a newly established 2017 GRAT.
- F2Upon termination of the reporting person's 2015 GRAT, 2,095 shares of Common Stock-Voting were gifted to a trust not controlled by the reporting person.
- F3Number reflects the transfer of 7,940 shares of Common Stock-Voting from the 2016 GRATto the reporting person.
- F4On September 29, 2017, the reporting person established the 2017 GRAT and transferred 40,000 shares of Common Stock-Voting previously reported as directly held.
- F5Each share of phantom stock represents the right to receive one share of Common Stock - Voting. Shares of phantom stock are payable in shares of Comon Stock - Voting in accordance with the terms of the Deferred Compensation Plan.