SEC Form 4 · accession 0001314598-17-000036
MCCORMICK & CO INC · MKC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael R Smith
Officer — Senior VP Finance -
Period of report
Mar 29, 2017
Accepted (ET)
Mar 31, 2017 · 12:44 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000063754
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock - Voting | holding | — | — | — | 13,748 | D | ||
| Common Stock - Non Voting | holding | — | — | — | 3,529 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Options - Right to BuyF1 | $98.05 | Mar 29, 2017 | A | 21,295 | A | — | Mar 28, 2027 | Common Stock - Voting | 21,295 | 21,295 | D |
| Restricted Stock UnitsF2,F3 | — | Mar 29, 2017 | A | 6,300 | A | — | — | Common Stock - Voting | 6,300 | 6,300 | D |
Explanation of responses
- F1The option grant becomes exercisable in thirds at each of the first three (3) grant anniversaries.
- F2Each restricted stock unit represents a contingent right to receive one share of Common stock.
- F3The Restricted Stock Units vest in thirds over a three year period beginning March 15, 2018, March 15, 2019 and March 15, 2020.