SEC Form 4 · accession 0001314598-17-000032
MCCORMICK & CO INC · MKC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Margaret M Preston V
Director
Period of report
Mar 15, 2017
Accepted (ET)
Mar 16, 2017 · 4:14 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000063754
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock - VotingF1 | Mar 15, 2017 | M | 1,020 | — | A | 23,132 | D | |
| Common Stock - Non Voting | holding | — | — | — | 8,055 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Phantom StockF2 | — | Mar 15, 2017 | A | 166 | A | — | — | Common Stock - Voting | 166 | 8,955 | I |
| Restricted Stock UnitsF4,F1,F3 | — | Mar 15, 2017 | M | 1,020 | D | — | — | Common Stock - Voting | 1,020 | 0 | D |
Explanation of responses
- F1Restricted Stock Units; no purchase price required.
- F2Each share of phantom stock represents the right to receive one share of Common Stock - Voting. Shares of phantom stock are payable in shares of Comon Stock - Voting in accordance with the terms of the Deferred Compensation Plan.
- F3The reported Restricted Stock Unit entitles the reporting person to receive an annual distribution of common stock equal to 100% of the grant.
- F4Restricted Stock Units granted on March 30, 2016.