SEC Form 4 · accession 0001314598-17-000002
MCCORMICK & CO INC · MKC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Alan D Wilson
Officer — Executive Chairman · Director
Period of report
Jan 23, 2017
Accepted (ET)
Jan 25, 2017 · 2:04 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000063754
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock - VotingF1 | Jan 23, 2017 | A | 14,687 | $0.00 | A | 143,603 | D | |
| Common Stock - Voting | holding | — | — | — | 10,679 | I | 401(k) Retirement Plan | |
| Common Stock - Voting | holding | — | — | — | 7,434 | I | By 2015 GRAT | |
| Common Stock - Voting | holding | — | — | — | 15,015 | I | By 2016 GRAT | |
| Common Stock - Non Voting | holding | — | — | — | 5,822 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Phantom StockF2 | — | holding | — | — | — | — | — | Common Stock - Voting | 0 | 1,095 | I |
Explanation of responses
- F1Shares awarded pursuant to McCormick's long-term incentive program for the three year performance cycle beginning on December 1, 2013 and ending on November 30, 2016.
- F2Each share of phantom stock represents the right to receive one share of Common Stock - Voting. Shares of phantom stock are payable in shares of Comon Stock - Voting in accordance with the terms of the Deferred Compensation Plan.