SEC Form 4 · accession 0001314598-16-000171
MCCORMICK & CO INC · MKC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Alan D Wilson
Officer — Executive Chairman · Director
Period of report
Aug 22, 2016
Accepted (ET)
Sep 1, 2016 · 1:13 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000063754
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock - VotingF1 | Aug 22, 2016 | G | 7,551 | — | D | 0 | I | By 2014 GRAT |
| Common Stock - Voting | holding | — | — | — | 140,733 | D | ||
| Common Stock - Voting | holding | — | — | — | 10,616 | I | 401(k) Retirement Plan | |
| Common Stock - VotingF2 | holding | — | — | — | 7,434 | I | By 2015 GRAT | |
| Common Stock - VotingF3 | holding | — | — | — | 15,015 | I | By 2016 GRAT | |
| Common Stock - Non Voting | holding | — | — | — | 8,012 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Phantom StockF4 | — | holding | — | — | — | — | — | Common Stock - Voting | 0 | 1,090 | I |
Explanation of responses
- F1Upon termination of the reprting person's 2014 GRAT, 7551 shares of Common Stock - Voting were gifted to a trust not controlled by the reporting person.
- F2Number reflects the transfer of 4,925 shares of Common Stock - Voting from the 2015 GRAT to the reporting person.
- F3On August 23, 2016, the reporting person established the 2016 GRAT and transferred 15,015 shares of Common Stock - Voting previously reported as directly held.
- F4Each share of phantom stock represents the right to receive one share of Common Stock - Voting. Shares of phantom stock are payable in shares of Comon Stock - Voting in accordance with the terms of the Deferred Compensation Plan.